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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-20 |
| IL | RA | APPROVED | 2019-06-03 |
Branch Locations
780 Mcardle Dr Ste A, Crystal Lake, IL 60014 • United States
780 Mcardle Dr Ste A, Crystal Lake, IL 60014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Elgin | IL | 02/2000 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Elgin | IL | 11/1999 | 12/2017 |
| Northwestern Mutual Wealth Management Company | Elgin | IL | 01/2016 | 12/2017 |
| Massmutual Life Insurance Co | Chicago | IL | 12/2017 | 05/2019 |
| Mml Investors Services, Llc | Chicago | IL | 01/2018 | 05/2019 |
| Lpl Financial, Llc | Crystal Lake | IL | 05/2019 | Present |
1. 5/29/2019 - Exemplar Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 5/30/2019 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 25% - Fixed indexed life, Long term disability, LTC, life, health. 2. 04/19/2023 - BMGI Planning Partners, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Manager/partner - Start Date 02/24/2023 - 200 Hours Per Month/200 Hours During Securities Trading 3. 01/26/2024 - Intuitive Financial LLC - Non-Inv related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/31/2024 - 200 Hrs/mo; 140 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-09 |
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