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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-20
IL RA APPROVED 2019-06-03
  • TX RA
    APPROVED_RES
    Since 2024-04-20
  • IL RA
    APPROVED
    Since 2019-06-03

Branch Locations

780 Mcardle Dr Ste A, Crystal Lake, IL 60014 • United States

780 Mcardle Dr Ste A, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Elgin IL 02/2000 12/2017
Northwestern Mutual Life Insurance Company Elgin IL 11/1999 12/2017
Northwestern Mutual Wealth Management Company Elgin IL 01/2016 12/2017
Massmutual Life Insurance Co Chicago IL 12/2017 05/2019
Mml Investors Services, Llc Chicago IL 01/2018 05/2019
Lpl Financial, Llc Crystal Lake IL 05/2019 Present
Previous Registrations
Other Businesses

1. 5/29/2019 - Exemplar Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 5/30/2019 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 25% - Fixed indexed life, Long term disability, LTC, life, health. 2. 04/19/2023 - BMGI Planning Partners, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Manager/partner - Start Date 02/24/2023 - 200 Hours Per Month/200 Hours During Securities Trading 3. 01/26/2024 - Intuitive Financial LLC - Non-Inv related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/31/2024 - 200 Hrs/mo; 140 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-18
S63 Uniform Securities Agent State Law Examination 1999-06-09
  • S65 Uniform Investment Adviser Law Examination
    2013-11-18
  • S63 Uniform Securities Agent State Law Examination
    1999-06-09
Other Names
  • Greg A Imhoff

View on SEC IAPD

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