Christopher D. Pearo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-04-29

TX RA
APPROVED

Since 2021-04-29

Branch Locations

7700 Forsyth Blvd Ste 1200, Floor 12, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Charlotte	NC	07/2019	12/2019
Briggs Run Capital Llc	Charlotte	NC	04/2020	03/2021
J.P. Morgan Securities Llc	The Woodlands	TX	04/2021	Present
Tiaa--Cref Individual & Institutional Services, Llc	Brentwood	MO	11/2015	05/2019
Contract Employee Legal Zoom	Charlotte	NC	01/2020	03/2021
Tiaa	Brentwood	MO	11/2015	06/2019
Kaplan, Inc	Charlotte	NC	03/2020	03/2020
Briggs Run Capital Llc	Charlotte	NC	02/2020	03/2021

07/2019 → 12/2019

Unemployed

Charlotte, NC
04/2020 → 03/2021

Briggs Run Capital Llc

Charlotte, NC
04/2021 → Present

J.P. Morgan Securities Llc

The Woodlands, TX
11/2015 → 05/2019

Tiaa--Cref Individual & Institutional Services, Llc

Brentwood, MO
01/2020 → 03/2021

Contract Employee Legal Zoom

Charlotte, NC
11/2015 → 06/2019

Tiaa

Brentwood, MO
03/2020 → 03/2020

Kaplan, Inc

Charlotte, NC
02/2020 → 03/2021

Briggs Run Capital Llc

Charlotte, NC

Previous Registrations

2020-04-30 → 2021-03-18

Briggs Run Capital Llc

Charlotte, NC
2015-10-01 → 2019-05-24

Tiaa-Cref Individual & Institutional Services, Llc

St. Louis, MO

Houston, TX

St Louis, MO
2012-09-18 → 2015-08-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

New York, NY

Houston, TX
2008-05-21 → 2012-08-15

Citigroup Global Markets Inc.

San Antonio, TX

Jacksonville, FL
2007-07-18 → 2008-04-16

Wells Fargo Clearing Services, Llc

Charlotte, NC

Other Businesses

Entity Name: Farm/Ranch Rental Investment related: No Address: 219 Gunnerson Lane, Fonda NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Family Farmland Owned that will be Rented for Agriculture Usage

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-17
S63	Uniform Securities Agent State Law Examination	1999-08-11

S66 Uniform Combined State Law Examination

2007-07-17
S63 Uniform Securities Agent State Law Examination

1999-08-11

Designations

Certified Financial Planner

Other Names

Christopher Dale Pearo
Christopher D Pearo

View on SEC IAPD