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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-22 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2006-02-15 |
| TX | RA | APPROVED_RES | 2004-04-05 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; WINHALL, VT; OWNER; START: 7/1/17; 0 HR/MO; 0 DURING TRADING. CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, BOCA RATON, FL, START: 6/17/2021, 1 HR/MONTH, 1 HR DURING TRADING. TRUSTEE FOR FAMILY MEMBER, INV RELATED, SYOSSET, NY, START: 7/6/2021, 1 HR/MONTH, 0 HRS DURING TRADING. TRUSTEE FOR FAMILY MEMBER, INV RELATED, SYOSSET, NY, START: 7/6/2021, 1 HR/MONTH, 0 HRS DURING TRADING. VILLAGE OF LAUREL HOLLOW BOARD OF TRUSTEES; NOT INV. RELATED; LAUREL HOLLOW, NY; TRUSTEE; MANAGE ALL MATTERS OF LOCAL VILLAGE; START DATE 6/2024; 6 HRS PER MONTH; LESS THAN 1 HR PER MONTH DURING TRADING; DUTIES ATTEND MONTHLY MEETING, DISCUSS AND VOTE ON ALL MATTERS THAT COME BEFORE THE BOARD. VILLAGE OF LAUREL HOLLOW; NOT INV. RELATED; LAUREL HOLLOW, NY; DEPUTY MAYOR; START DATE 6/2024; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND MONTHLY MEETING, DISCUSS AND VOTE ON ALL MATTERS THAT COME BEFORE THE BOARD, CONDUCT MONTHLY MEETING IF MAYOR IS UNAVAILABLE. | VILLAGE OF LAUREL HOLLOW; NOT INV RELATED; LAUREL HOLLOW, NY; DOCK COMMITTEE MEMBER; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; PROVIDE LOCAL GOVERNMENT SERVICES | VILLAGE OF LAUREL HOLLOW; NOT INV RELATED; LAUREL HOLLOW, NY; BOARD OF TRUSTEES DEPUTY MAYOR; 07/2025; 10 HOURS PER MONTH; 0 DURING TRADING; PROVIDE LOCAL GOVERNMENT SERVICES VILLAGE OF LAUREL HOLLOW; INV RELATED;LAUREL HOLLOW,NY; TRUSTEE; START DATE: 06/17/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING; VILLAGE OF LAUREL HOLLOW; INV RELATED;LAUREL HOLLOW,NY; DEPUTY MAYOR; START DATE: 06/17/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING; VILLAGE OF LAUREL HOLLOW; INV RELATED;LAUREL HOLLOW,NY; DOCK COMMITTEE MEMBER; START DATE: 06/17/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-07 |
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