Barry C Goldblatt

Current Employers

Employment History

• 01/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 04/2013 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

(1)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DESERT MOON CAFE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DANBURY, CONNECTICUT 6811 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: LIMITED PARTNER START DATE OF RELATIONSHIP: 5/1/1999 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM AN INVESTOR IN A RESTAURANT CHAIN (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: B&D CAPITAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: BELLAIRE, TEXAS 77401 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/4/1999 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTITY CREATED TO HOLD INGALLS AND SNYDER I*128561 For profit or not for profit: For-Profit Organization Name of outside business organization: WSG Investment Partners 2020 Investment related: Y Address of business: Bellaire, Texas 77401 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 12/15/2019 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Holding LLC entity for non ML approved PE investments. I*131405 For profit or not for profit: Non-Profit Organization Name of outside business organization: Holocaust Museum Houston Investment related: N Address of business: Houston, Texas 77004 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 6/12/2020 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 2 Duties: Board Member to discuss and help decide all major decisions of the organization. I*5044268, Entity Type: Entity For Profit, Name of OBA: Rolling Dunes 05 LLC, Address: Bellaire, Texas, 77401, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 07/30/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: None, Rent vacation home

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-01
• S63 Uniform Securities Agent State Law Examination
  2011-03-11

Other Names

• Barry Charles Goldblatt