Dana Marie Fraychineaud

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-01-14
MS	RA	APPROVED	2008-03-07
LA	RA	APPROVED	2006-04-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New Orleans	LA	12/1995	Present
Merrill Lynch	New Orleans	LA	12/1994	Present

12/1995 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Orleans, LA
12/1994 → Present

Merrill Lynch

New Orleans, LA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-10
S63	Uniform Securities Agent State Law Examination	2006-11-01

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