Mary Ann Pervis

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-09-16
TX	RA	APPROVED	2021-09-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade, Inc.	Plano	TX	09/2010	02/2018
Td Ameritrade, Inc.	Frisco	TX	02/2018	10/2018
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	10/2018
First National Bank Of Trenton	Melissa	TX	10/2018	02/2020
Cetera Investment Services Llc	St Cloud	MN	10/2018	02/2020
Cetera Investment Advisers Llc	Melissa	TX	10/2018	02/2020
Charles Schwab & Co., Inc-Independent Branch Services	Mckinney	TX	02/2020	06/2021
The Vanguard Group, Inc.	Plano	TX	09/2021	Present
Vanguard Marketing Corporation	Plano	TX	09/2021	Present
Vanguard Advisers, Inc.	Plano	TX	09/2021	Present

09/2010 → 02/2018

Scottrade, Inc.

Plano, TX
02/2018 → 10/2018

Td Ameritrade, Inc.

Frisco, TX
02/2018 → 10/2018

Td Ameritrade Investment Management, Llc

Omaha, NE
10/2018 → 02/2020

First National Bank Of Trenton

Melissa, TX
10/2018 → 02/2020

Cetera Investment Services Llc

St Cloud, MN
10/2018 → 02/2020

Cetera Investment Advisers Llc

Melissa, TX
02/2020 → 06/2021

Charles Schwab & Co., Inc-Independent Branch Services

Mckinney, TX
09/2021 → Present

The Vanguard Group, Inc.

Plano, TX
09/2021 → Present

Vanguard Marketing Corporation

Plano, TX
09/2021 → Present

Vanguard Advisers, Inc.

Plano, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-22
S63	Uniform Securities Agent State Law Examination	1990-02-27

Other Firms