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Ronald Todd Harden

Capital Investment Advisory Services, LLC

Florence, KY

Raleigh, NC

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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-08-31
  • KY RA
    APPROVED
    Since 2018-08-31

Branch Locations

7000 Houston Road Bldg 200, Ste 23, Florence, KY 41042 • United States

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Brokerage, Inc. Florence KY 04/1997 Present
  • 04/1997 → Present
    Capital Investment Brokerage, Inc.
    Florence, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-15
  • S63 Uniform Securities Agent State Law Examination
    1986-10-15
Other Names
  • Todd Harden

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

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Michael Mcgriff
MATTHEW ARNOLD KING
ANDREW ERWIN LUTSCH
MICHAEL WAYNE DUCKER
JENNIFER FAITH ANDERSON
GREGORY GOEBEL

Other Offices

CITIGROUP GLOBAL MARKETS INC. · FLORENCE, KY
J.P. MORGAN SECURITIES LLC · FLORENCE, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Erlanger, KY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Erlanger, KY
CETERA INVESTMENT ADVISERS LLC · FLORENCE, KY
AMERIPRISE FINANCIAL SERVICES, LLC · Florence, KY
OSAIC WEALTH, INC. · Florence, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Florence, KY

More in Florence, KY

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