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Ronald Todd Harden

Capital Investment Advisory Services, LLC

Florence, KY

Raleigh, NC

CRD 1528810

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Employer firm

Capital Investment Advisory Services, LLC CRD 149124

$2.39B regulatory AUM 217 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-08-31
  • KY RA
    APPROVED
    Since 2018-08-31

Branch Locations

7000 Houston Road Bldg 200, Ste 23, Florence, KY 41042 • United States

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Brokerage, Inc. Florence KY 04/1997 Present
  • 04/1997 → Present
    Capital Investment Brokerage, Inc.
    Florence, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-15
  • S63 Uniform Securities Agent State Law Examination
    1986-10-15
Other Names
  • Todd Harden

View on SEC IAPD

Nearby Firms

CITIGROUP GLOBAL MARKETS INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Arthur M Shields
ROBERT DANIEL BISHOP
Michael Mcgriff

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · FLORENCE, KY
J.P. MORGAN SECURITIES LLC · FLORENCE, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Erlanger, KY

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