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Arthur M Shields

Citigroup Global Markets Inc.

Florence, KY

Chicago, IL

Lakeside Park, KY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-05-03
  • KY RA
    APPROVED
    Since 2023-05-03

Branch Locations

Citi Retail Banking 4674 Houston Road, Florence, KY 41042 • United States

Citi Retail Banking 227 West Monroe St, 24Th Floor, Suite 2427-Cws, Chicago, IL 60606 • United States

Lakeside Park, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Florence KY 09/2011 Present
  • 09/2011 → Present
    Citigroup
    Florence, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-04
S63 Uniform Securities Agent State Law Examination 2005-05-25
  • S66 Uniform Combined State Law Examination
    2023-04-04
  • S63 Uniform Securities Agent State Law Examination
    2005-05-25
Other Names
  • Arthur Merl Shields Iii
  • Butch Shields
  • Art Shields
  • Arthur Merl Shields

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · FLORENCE, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Erlanger, KY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Erlanger, KY
CETERA INVESTMENT ADVISERS LLC · FLORENCE, KY
AMERIPRISE FINANCIAL SERVICES, LLC · Florence, KY
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Florence, KY
SILVER OAK SECURITIES, INCORPORATED · Florence, KY

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