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Michael Mcgriff

Citigroup Global Markets Inc.

Florence, KY

New York, NY

Florence, KY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-01-03
  • KY RA
    APPROVED
    Since 2023-01-03

Branch Locations

Citi Retail Banking 4674 Houston Road, Florence, KY 41042 • United States

Citi Wealth Management, Supervision 153 E. 53Rd Street, Fl 25, New York, NY 10022 • United States

Florence, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Covington KY 08/2016 09/2019
Citigroup Florence KY 09/2019 Present
Previous Registrations
  • 2016-08-31 → 2019-10-02
    U.S. Bancorp Investments, Inc.
    Covington, KY
    Florence, KY
    Alexandria, KY
    Florence, KY
    Covington, KY
    Alexandria, KY
    Covington, KY
    Florence, KY
    Crescent Springs, KY
    Fort Thomas, KY
    Ft Mitchell, KY
    Newport, KY
    Crestview Hills, KY
    Elsmere, KY
    Hebron, KY
  • 2015-06-22 → 2016-08-25
    Bb&T Investment Services, Inc.
    Florence, KY
    Florence, KY
    Crestview Hills, KY
    Charlotte, NC
    Louisville, KY
    Crestview Hills, KY
    Crestview Hills, KY
  • 2014-01-30 → 2015-06-18
    Cetera Investment Advisers Llc
    Crestview Hills, KY
  • 2014-01-14 → 2014-01-31
    Cetera Investment Services Llc
    Crestview Hills, KY
  • 2009-09-01 → 2011-02-16
    Equity Services, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-03
S63 Uniform Securities Agent State Law Examination 2001-10-22
  • S65 Uniform Investment Adviser Law Examination
    2023-01-03
  • S63 Uniform Securities Agent State Law Examination
    2001-10-22
Other Names
  • Michael Mcgriff
  • Michael (Nmn) Mcgriff

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SILVER OAK SECURITIES, INCORPORATED

Other Investors

Arthur M Shields
ROBERT DANIEL BISHOP
MATTHEW ARNOLD KING
ANDREW ERWIN LUTSCH
MICHAEL WAYNE DUCKER
JENNIFER FAITH ANDERSON
GREGORY GOEBEL
AARON MATTHEW WALKER

Other Offices

J.P. MORGAN SECURITIES LLC · FLORENCE, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Erlanger, KY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Erlanger, KY
CETERA INVESTMENT ADVISERS LLC · FLORENCE, KY
AMERIPRISE FINANCIAL SERVICES, LLC · Florence, KY
OSAIC WEALTH, INC. · Florence, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Florence, KY
SILVER OAK SECURITIES, INCORPORATED · Florence, KY

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