Holly Beall Wallace

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1983 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2010 → Present
  Bank Of America,Na
  New York, NY

Other Businesses

I*49085 For profit or not for profit: Non-Profit Organization Name of outside business organization: Wallace Foundation Investment related: N Address of business: New York, New York 10024 Nature of business: Charitable Organization, Position, title, association: Other, Founder Start date of relationship: 12/15/2000 Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: Directs investments in account; this is a charitable foundation that supports educational opportunities and scholarship for low income students I*49085 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Wallace and Baum Family Foundation Investment related: N Address of business: New York, New York 10024 Nature of business: Charitable Organization, Position, title, association: Other, Founder Start date of relationship: 12/15/2000 Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: Directs investments in account; this is a charitable foundation that supports educational opportunities and scholarship for low income students

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-30
• S63 Uniform Securities Agent State Law Examination
  1986-08-18

Other Names

• Holly B Wallace