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David Nathan Navarro

Chicago Oakbrook Financial Group

Oak Brook, IL

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Current Employers
Chicago Oakbrook Financial Group

903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-10
TX RA APPROVED 2024-12-10
  • IL RA
    APPROVED
    Since 2024-12-10
  • TX RA
    APPROVED
    Since 2024-12-10

Branch Locations

903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Oakbrook Financial Group Oakbrook IL 08/2007 Present
Commonwealth Financial Network Waltham MA 08/2007 12/2024
Previous Registrations
Other Businesses

1. Fixed insurance sales, as of 04/1997, 10% of time spent during business hours, conducted at branch, investment related. 2. Chicago Oakbrook Financial Group, president, owner, 401k plan trustee, and brokerage cash balance plan trustee for private entity created as operating company for securities business, as of 05/01/1999, 100% of time spent during business hours, conducted at branch, investment related. 3. KNR Partners, LLC, partner and co-owner of real estate holding company, as of 01/01/2006, 0% of time spent during business hours, not conducted at branch, not investment related. 4. Renting real estate property located in Glen Ellyn, IL, as owner, as of 05/01/2011, 0% of time spent during business hours, not conducted at branch, not investment related. 5. Trust Protector for 3 family friends; Located in Oak Brook, IL, as of 11/30/2021; 0% time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-18
  • S63 Uniform Securities Agent State Law Examination
    1991-10-18
Designations

View on SEC IAPD

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