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903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-10 |
| TX | RA | APPROVED | 2024-12-10 |
Branch Locations
903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chicago Oakbrook Financial Group | Oakbrook | IL | 08/2007 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2007 | 12/2024 |
1. Fixed insurance sales, as of 04/1997, 10% of time spent during business hours, conducted at branch, investment related. 2. Chicago Oakbrook Financial Group, president, owner, 401k plan trustee, and brokerage cash balance plan trustee for private entity created as operating company for securities business, as of 05/01/1999, 100% of time spent during business hours, conducted at branch, investment related. 3. KNR Partners, LLC, partner and co-owner of real estate holding company, as of 01/01/2006, 0% of time spent during business hours, not conducted at branch, not investment related. 4. Renting real estate property located in Glen Ellyn, IL, as owner, as of 05/01/2011, 0% of time spent during business hours, not conducted at branch, not investment related. 5. Trust Protector for 3 family friends; Located in Oak Brook, IL, as of 11/30/2021; 0% time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-10-18 |
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