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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2001-05-15 |
Branch Locations
6600 Westown Pkwy Ste 260, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Des Moines | IA | 10/2000 | Present |
1. 5/16/2001: DBA ONLY - ASPEN FINANCIAL SERVICES, INC. - RETAIL BROKERAGE OF LPL - TIME SPENT 100% - WEST DES MOINES, IA. 2. 10/30/2001: NON-VARIABLE INSURANCE - JACKSON NATIONAL LIFE - INDEPENDENT INSURANCE AGENCY/ANNUITIES. - TIME SPENT 5% - WEST DES MOINES, IA. 3. 8/30/2012: NON-VARIABLE INSURANCE - INVESTMENT SERVICES OF IOWA, LLC - TIME SPENT 1% - WEST DES MOINES, IA. 4. 6/6/2013: OTHER-HOME BUILDER - B 3 BUILDERS, LLC - I AM THE MONEY PERSON. PRESIDENT OWNER. BUILDING NEW HOMES. - TIME SPENT 5%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-02 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-24 |
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