Jeffrey Phillip Diehl

Current Employers

Employment History

• 01/1996 → Present
  The Advisory Group Inc.
  Appleton , WI
• 08/2007 → 01/2024
  Woodbury Financial Services, Inc.
  Appleton, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Appleton, WI

Previous Registrations

• 2011-05-19 → 2024-01-19
  Woodbury Financial Services, Inc.
  Appleton, WI
  Naples, FL
  Appleton, WI

Other Businesses

1) THE ADVISORY GROUP, INC. POSITION: President/Owner NATURE: Corporation, This is my company that I operate in conjunction with the sales and service of Insurance and related employee benefit programs. The company was established in 1996. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1996 ADDRESS: 222 S. State. St., Appleton WI 54911 DESCRIPTION: Oversee the overall operations, as an officer, President, Chief marketing officer. develop and maintain relationships with clients both individual and corporate/business clients 2) MIDWEST SOLARS, INC. POSITION: Board Member NATURE: Corporation involved in the Solar Business INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 8 START DATE: 04/06/2023 ADDRESS: 910 COUNTRYSIDE PARKWAY, MONDOVI WI 54755 DESCRIPTION: I am working in an Advisory Capacity directly with President and CEO Tom Wingert. Tom had approached me two years ago to come on in an advisory capacity and asked that I work with him in developing his company when the time was right for expansion. I will be assuming an advisory/board position with Midwest Solars, Inc. This is separate from my Securities Practice, this board position is in the formation stage as of today. 3) VINTAGE PARTNERS, LLC POSITION: Member/Owner NATURE: Business is structured as an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 08/02/2011 ADDRESS: 222 S. State. St., Appleton WI 54911 DESCRIPTION: Vintage Partners LLC is an LLC that I own. The purpose of the LLC is to hold/own and collect rents for the building owned by the LLC and rents the space to The Advisory Group, Inc. which houses my financial services business for both my securities, insurance and employee benefits business. In addition Vintage Partners LLC is the company that I conduct my consulting business. In the consulting side of my business, we consult to business owners and identifying funding sources for capital for corporate expansion, corporate contract negotiations, advisement and placement of proper insurance and financial tools to satisfying capital markets requirements. With my 37 years' experience in working with privately held telecommunications firms, I will also bring assistance with regulatory, lobbying and government relationships to further company's project expansion plans. 4) BTA ADVISORY GROUP / BMI CONSULTING POSITION: Advisor/Educator NATURE: Company provides high value tax savings strategies for High net worth individuals. Savings can be in form of benefit plans, charitable contributions, Insurance centric strategies such as private placement life insurance, or tax equity investments. Advisors are not involved in any aspect of decision making by clients or providing advice in connection with client transactions. Advisor activities are limited to educating clients about various options in connection with managing current and future tax exposure. This is a tax planning program under IRC Code section 181. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 11/20/2023 ADDRESS: 15520 Rockfield Blvd., Suite G, Irvine CA 92618 DESCRIPTION: Working with BTA Advisory Group, does not involved my advisory or securities business. This is working relationship to introduce high net worth clients to various tax planning concepts found with in IRS Code. I have had lengthy relationship with BTA Advisory Group, role would be to manage the relationship between clients in my location while BTA Advisory maintains all other responsibilities.(These clients are not my securities clients) 5) HORTONVILLE POLAR BEAR RIDERS SNOWMOBILE AND ATV CLUB POSITION: Vice President NATURE: Local Snowmobile and ATV Club INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2025 ADDRESS: 531 N. Nash St, no address, Hortonville WI 54944 DESCRIPTION: Vice President of club, support President and assume his duties in his absence

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-12
• S63 Uniform Securities Agent State Law Examination
  1986-07-17

Other Names

• Jeff Diehl
• Jeffrey P Diehl