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Robert Frank Pondt

Citigroup Global Markets Inc.

Pasadena, CA

Westlake Village, CA

Moorpark, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
CA RA APPROVED 2016-04-28
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • CA RA
    APPROVED
    Since 2016-04-28

Branch Locations

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Cwm Retail, Sales 3967 A East Thousand Oaks Blvd, 2Nd Floor, Westlake Village, CA 91362 • United States

Moorpark, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Westlake Village CA 04/2016 Present
  • 04/2016 → Present
    Citigroup
    Westlake Village, CA
Previous Registrations
  • 2008-03-20 → 2016-04-25
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    Woodland Hills, CA
    Woodland Hills, CA
    Thousand Oaks, CA
    Thousand Oaks, CA
    Oak Park, CA
    Thousand Oaks, CA
    Westlake Village, CA
    Agoura Hills, CA
  • 2007-05-29 → 2008-04-04
    Citigroup Global Markets Inc.
    Glendale, CA
    Westlake Village, CA
  • 2004-06-21 → 2007-05-29
    Citicorp Investment Services
    Thousand Oaks, CA
    Camarillo, CA
  • 1998-08-24 → 2004-04-20
    Morgan Stanley Dw Inc.
    Thousand Oak, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-26
S63 Uniform Securities Agent State Law Examination 1986-08-06
  • S66 Uniform Combined State Law Examination
    2005-09-26
  • S63 Uniform Securities Agent State Law Examination
    1986-08-06
Other Names
  • Robert F Pondt
  • Robert Frank Pondt
  • Robert Frank Pondt Jr

View on SEC IAPD

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