Robert Frank Pondt

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Citigroup
  Westlake Village, CA

Previous Registrations

• 2008-03-20 → 2016-04-25
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Woodland Hills, CA
  Woodland Hills, CA
  Thousand Oaks, CA
  Thousand Oaks, CA
  Oak Park, CA
  Thousand Oaks, CA
  Westlake Village, CA
  Agoura Hills, CA
• 2007-05-29 → 2008-04-04
  Citigroup Global Markets Inc.
  Glendale, CA
  Westlake Village, CA
• 2004-06-21 → 2007-05-29
  Citicorp Investment Services
  Thousand Oaks, CA
  Camarillo, CA
• 1998-08-24 → 2004-04-20
  Morgan Stanley Dw Inc.
  Thousand Oak, CA

Exams

• S66 Uniform Combined State Law Examination
  2005-09-26
• S63 Uniform Securities Agent State Law Examination
  1986-08-06

Other Names

• Robert F Pondt
• Robert Frank Pondt
• Robert Frank Pondt Jr