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Anthony Piazza

Guggenheim Investments

New York, NY

Freehold, NJ

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-11
IL RA APPROVED 2014-03-04
  • NJ RA
    APPROVED
    Since 2025-02-11
  • IL RA
    APPROVED
    Since 2014-03-04

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Freehold, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Claymore Securities, Inc. Lisle IL 07/2007 Present
  • 07/2007 → Present
    Claymore Securities, Inc.
    Lisle, IL
Previous Registrations
  • 2007-07-23 → 2008-11-04
    Guggenheim Investments
    Freehold, NJ
    Chicago, IL
  • 2004-10-28 → 2005-10-24
    Amundi Asset Management Us, Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-27
S63 Uniform Securities Agent State Law Examination 1989-10-25
  • S66 Uniform Combined State Law Examination
    2004-10-27
  • S63 Uniform Securities Agent State Law Examination
    1989-10-25

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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