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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2018-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Family Management Corp. | Ny | NY | 01/1996 | 09/2017 |
| Family Management Securities, Llc | Ny | NY | 10/1997 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2018 | Present |
| Jh Capital Consulting Inc. | New York | NY | 04/2010 | 06/2018 |
| Bank Of America, N.A. | New York | NY | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-06 |
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