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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-28
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED
    Since 2021-05-28
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

97 W Utica Street, Oswego, NY 13126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Oswego NY 09/2005 03/2020
Ameriprise Financial Service, Llc Oswego NY 06/1986 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Oswego, NY
  • 06/1986 → Present
    Ameriprise Financial Service, Llc
    Oswego, NY
Other Businesses

Real Estate Ownership; Commercial; 97 West Utica St and 201 W. 8th St, , Oswego, NY, 13126; Not Investment-Related; 01/01/2000. Business Ownership; Randy L. Zeigler, CFP; Owner; Manage Ameriprise Business; 97 W Utica St, , Oswego, NY, 13126; Investment-Related; 10/29/1992; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; New Covenant Community Church; Elder and Treasurer; 51 East Oneida Street Oswego, NY 13126, ,; Not Investment-Related; 07/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Oswego County Community Foundation; Board Member; 431 E Fayette St, , Syracuse, NY, 13202; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Leave a Legacy of Oswego County; Board member; P.O. Box 921, , Oswego, NY, 13126; Not Investment-Related; 01/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours / Rotary Club of Oswego; Board Member; P.O. Box 3133 Oswego, NY 13126, ,; Investment-Related; 07/01/2017; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Strategic Concepts Group, LLC; 1099 independent contractor financial advisor; I entered into a compensation sharing arrangement with the Jon L Myers Group and I now receive a portion of my compensation from Strategic Concepts Group, LLC as the source of my share of the income from this arrangement. I still run my personal financial planning practice franchise within the Ameriprise structure and guidelines. I am not a member of the Strategic Concepts Group, LLC.; 1550 Vestal Parkway E, Suite B, Vestal, NY, 13850; Investment-Related; 09/18/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-04
S63 Uniform Securities Agent State Law Examination 1986-07-25
  • S65 Uniform Investment Adviser Law Examination
    1992-12-04
  • S63 Uniform Securities Agent State Law Examination
    1986-07-25
Designations

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