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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-28 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oswego | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Oswego | NY | 06/1986 | Present |
Real Estate Ownership; Commercial; 97 West Utica St and 201 W. 8th St, , Oswego, NY, 13126; Not Investment-Related; 01/01/2000. Business Ownership; Randy L. Zeigler, CFP; Owner; Manage Ameriprise Business; 97 W Utica St, , Oswego, NY, 13126; Investment-Related; 10/29/1992; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; New Covenant Community Church; Elder and Treasurer; 51 East Oneida Street Oswego, NY 13126, ,; Not Investment-Related; 07/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Oswego County Community Foundation; Board Member; 431 E Fayette St, , Syracuse, NY, 13202; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Leave a Legacy of Oswego County; Board member; P.O. Box 921, , Oswego, NY, 13126; Not Investment-Related; 01/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours / Rotary Club of Oswego; Board Member; P.O. Box 3133 Oswego, NY 13126, ,; Investment-Related; 07/01/2017; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Strategic Concepts Group, LLC; 1099 independent contractor financial advisor; I entered into a compensation sharing arrangement with the Jon L Myers Group and I now receive a portion of my compensation from Strategic Concepts Group, LLC as the source of my share of the income from this arrangement. I still run my personal financial planning practice franchise within the Ameriprise structure and guidelines. I am not a member of the Strategic Concepts Group, LLC.; 1550 Vestal Parkway E, Suite B, Vestal, NY, 13850; Investment-Related; 09/18/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-25 |
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