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Sean Gardner

Ameriprise Financial Services, LLC

Oswego, NY

East Syracuse, NY

Clay, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-22
  • NY RA
    APPROVED
    Since 2024-02-22

Branch Locations

97 W Utica Street, Oswego, NY 13126 • United States

6711 Towpath Rd Ste 200, East Syracuse, NY 13057 • United States

Clay, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dewitt NY 05/2007 06/2020
Gwfs Equities, Inc Greenwood Village CO 10/2021 10/2023
Advised Assets Groups, Llc Greenwood Village CO 10/2021 10/2023
Unemployed Cicero NY 07/2020 09/2021
Ameriprise Financial Services, Llc East Syracuse NY 11/2023 Present
  • 05/2007 → 06/2020
    Ameriprise Financial Services, Inc.
    Dewitt, NY
  • 10/2021 → 10/2023
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 10/2021 → 10/2023
    Advised Assets Groups, Llc
    Greenwood Village, CO
  • 07/2020 → 09/2021
    Unemployed
    Cicero, NY
  • 11/2023 → Present
    Ameriprise Financial Services, Llc
    East Syracuse, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-15
  • S66 Uniform Combined State Law Examination
    2024-02-15
Other Names
  • Sean Gardner
  • Sean Michael Gardner

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · OSWEGO, NY
AMERIPRISE FINANCIAL SERVICES, LLC · OSWEGO, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Oswego, NY
EDWARD JONES · OSWEGO, NY
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