Steven Eric Gottlieb

Current Employers

Employment History

• 07/2013 → Present
  Lpl Financial Llc
  Slingerlands, NY
• 07/2013 → Present
  Private Advisor Group, Llc
  Slingerlands, NY

Previous Registrations

• 2012-10-12 → 2013-08-08
  Valic Financial Advisors, Inc.
  Latham, NY
• 2011-01-11 → 2012-09-18
  Goldman Sachs Wealth Services, L.P.
  Albany, NY
• 2009-01-23 → 2009-03-02
  Morgan Stanley & Co. Llc
  Albany, NY

Other Businesses

1. 03/15/2016 * Private Advisor Group * Registered Investment Advisor DBA * (Hybrid) 435 Financial * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/17/2014 * TIME SPENT 100% 2. 3/18/2021 - Harbor Summit Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/1/2021 - 160 Hours Per Month/7 Hours During Securities Trading. 3. 3/24/2021 - Private Advisor Group - DBA: (Hybrid) Harbor Summit Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/01/2021 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/22/2022 - No Business Name - Investment Related - Albany, NY 12203 - Real Estate Rental - Start Date: 01/03/2023 - 1 Hour Per Month/0 Hours During Securities Trading - 4 Unit rental property.

Exams

• S66 Uniform Combined State Law Examination
  2009-01-22