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Christopher Nicholas Assimon

LPl Financial LLC

Oswego, NY

Syracuse, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-09
NY RA APPROVED 2021-08-03
NC RA APPROVED 2021-04-05
SC RA APPROVED 2021-04-05
VA RA APPROVED 2021-04-03
CA RA APPROVED 2021-04-02
CO RA APPROVED 2021-04-02
ME RA APPROVED 2021-04-02
OK RA APPROVED 2021-04-02
PA RA APPROVED 2021-04-02
NJ RA APPROVED 2018-04-02
  • AZ RA
    APPROVED
    Since 2021-08-09
  • NY RA
    APPROVED
    Since 2021-08-03
  • NC RA
    APPROVED
    Since 2021-04-05
  • SC RA
    APPROVED
    Since 2021-04-05
  • VA RA
    APPROVED
    Since 2021-04-03
  • CA RA
    APPROVED
    Since 2021-04-02
  • CO RA
    APPROVED
    Since 2021-04-02
  • ME RA
    APPROVED
    Since 2021-04-02
  • OK RA
    APPROVED
    Since 2021-04-02
  • PA RA
    APPROVED
    Since 2021-04-02
  • NJ RA
    APPROVED
    Since 2018-04-02

Branch Locations

11 Fourth Ave Suite 1, Oswego, NY 13126 • United States

231 Salina Meadows Pkwy Suite 180, Syracuse, NY 13212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dusckas Advisory Group Syracuse NY 08/2017 Present
New York Air Brake Corporation Watertown NY 10/2016 08/2017
Unemployed Manlius NY 02/2016 10/2016
Lpl Financial Llc Syracuse NY 08/2017 Present
  • 08/2017 → Present
    Dusckas Advisory Group
    Syracuse, NY
  • 10/2016 → 08/2017
    New York Air Brake Corporation
    Watertown, NY
  • 02/2016 → 10/2016
    Unemployed
    Manlius, NY
  • 08/2017 → Present
    Syracuse, NY
Other Businesses

1) 11/28/2017 - Dusckas Advisory Group, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2017 - 160 hr/mth 2) 08/02/2022 - Assimon Advisory Group LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 04/29/2022 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-26
  • S66 Uniform Combined State Law Examination
    2018-03-26
Other Names
  • Christopher Nicholas Assimon
  • Christopher N Assimon
  • C N Assimon

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