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Larry Shuford Rowe

Ubs Financial Services Inc.

Columbia, SC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-09-08
TX RA APPROVED 2023-09-08
  • SC RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

1320 Main St, Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 05/1986 09/2023
Bank Of America, Na Columbia SC 12/2009 09/2023
Ubs Financial Services Inc Columbia SC 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-26
S63 Uniform Securities Agent State Law Examination 1986-07-31
  • S65 Uniform Investment Adviser Law Examination
    1996-02-26
  • S63 Uniform Securities Agent State Law Examination
    1986-07-31
Other Names
  • Shufy Rowe
  • Larry S Rowe
  • Shufy Rowe

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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