Diane Marie Mcguire

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-01-22
TX	RA	APPROVED	1992-08-04

CT RA
APPROVED

Since 2026-01-22
TX RA
APPROVED

Since 1992-08-04

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1499 Post Rd , Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	06/1992	Present

06/1992 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Other Businesses

I*: 2976278 Entity Type: Fiduciary role Name of OBA: W. B. S. Address: Hot Springs, AR 71913 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/17/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Power of Attorney / Parents

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-09
S63	Uniform Securities Agent State Law Examination	1986-08-15

S65 Uniform Investment Adviser Law Examination

1995-10-09
S63 Uniform Securities Agent State Law Examination

1986-08-15

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews