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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-13 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
Plano, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Plano | TX | 06/2009 | 10/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2021 |
| Rbc Capital Markets, Llc | Frisco | TX | 10/2021 | Present |
| City National Bank | Frisco | TX | 11/2021 | Present |
NAME OF ENTITY: Merrell Road Cemetery ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: cemetery CAPACITY: Board of Directors * START DATE: 10/01/2013 DUTIES: attend biannual meeting at luby's HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-01 |
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