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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED | 2025-12-23 |
Branch Locations
1201 Brashear Ave Ste 301, Morgan City, LA 70380 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
1201 Brashear Ave Ste 301, Morgan City, LA 70380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Morgan City | LA | 08/2011 | 10/2019 |
| 1St Global Advisors, Inc. | Morgan City | LA | 08/2011 | 10/2019 |
| Dsf Wealth Management, Llc | Morgan City | LA | 08/2011 | 07/2018 |
| Darnall Sikes Wealth Partners Llc | Morgan City | LA | 07/2018 | 12/2025 |
| Avantax Insurance Services | Morgan City | LA | 08/2011 | 09/2025 |
| Avantax Advisory Services | Morgan City | LA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Morgan City | LA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Avantax Planning Partners Inc | Dubuque | IA | 12/2025 | Present |
1) DIV-TECH SUPPLY, INC POSITION: SECRETARY NATURE: PAYROLL SERVICE INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/1996 ADDRESS: Morgan City LA , United States DESCRIPTION: Payroll service 2) MAKO PARTNERSHIP POSITION: SECRETARY NATURE: PARTNERSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2007 ADDRESS: Morgan City LA , United States DESCRIPTION: Secretary Duties
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-19 |
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