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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-01-14
TX RA APPROVED 2025-12-23
  • LA RA
    APPROVED
    Since 2026-01-14
  • TX RA
    APPROVED
    Since 2025-12-23

Branch Locations

1201 Brashear Ave Ste 301, Morgan City, LA 70380 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

1201 Brashear Ave Ste 301, Morgan City, LA 70380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Morgan City LA 08/2011 10/2019
1St Global Advisors, Inc. Morgan City LA 08/2011 10/2019
Dsf Wealth Management, Llc Morgan City LA 08/2011 07/2018
Darnall Sikes Wealth Partners Llc Morgan City LA 07/2018 12/2025
Avantax Insurance Services Morgan City LA 08/2011 09/2025
Avantax Advisory Services Morgan City LA 10/2019 09/2025
Avantax Investment Services, Inc. Morgan City LA 10/2019 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Avantax Planning Partners Inc Dubuque IA 12/2025 Present
  • 08/2011 → 10/2019
    1St Global Capital Corp
    Morgan City, LA
  • 08/2011 → 10/2019
    1St Global Advisors, Inc.
    Morgan City, LA
  • 08/2011 → 07/2018
    Dsf Wealth Management, Llc
    Morgan City, LA
  • 07/2018 → 12/2025
    Darnall Sikes Wealth Partners Llc
    Morgan City, LA
  • 08/2011 → 09/2025
    Avantax Insurance Services
    Morgan City, LA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Morgan City, LA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Morgan City, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
  • 12/2025 → Present
    Dubuque, IA
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Morgan City, LA
  • 2011-08-23 → 2019-10-25
    1St Global Advisors Inc
    Morgan City, LA
  • 2004-01-14 → 2011-08-25
    Invest Financial Corporation
    Pfotterson, LA
    Patterson, LA
    Morgan City, LA
Other Businesses

1) DIV-TECH SUPPLY, INC POSITION: SECRETARY NATURE: PAYROLL SERVICE INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/1996 ADDRESS: Morgan City LA , United States DESCRIPTION: Payroll service 2) MAKO PARTNERSHIP POSITION: SECRETARY NATURE: PARTNERSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2007 ADDRESS: Morgan City LA , United States DESCRIPTION: Secretary Duties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-19
  • S63 Uniform Securities Agent State Law Examination
    1986-06-19
Designations

View on SEC IAPD

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