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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-06 |
| TX | RA | APPROVED | 2026-05-06 |
Branch Locations
1201 Brashear Ave Ste 301, Morgan City, LA 70380 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
1201 Brashear Ave Ste 301, Morgan City, LA 70380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Darnall, Sikes, Gardes & Frederick (A Corporation Of Cpas) | Morgan City | LA | 12/1997 | 01/2018 |
| 1St Global Capital Corp. | Morgan City | LA | 05/2006 | 10/2019 |
| 1St Global Advisors, Inc. | Morgan City | LA | 08/2006 | 10/2019 |
| Avantax Insurance Services, Inc. | Morgan City | LA | 03/2007 | 09/2025 |
| Darnall, Sikes & Frederick Cpas | Morgan City | LA | 01/2018 | Present |
| Avantax Investment Services, Inc. | Morgan City | LA | 10/2019 | 09/2025 |
| Avantax Advisory Services | Morgan City | LA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Morgan City | LA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Avantax Planning Partners, Inc. | Dubuque | IA | 03/2026 | Present |
1) DSG&F REAL ESTATE INVESTMENTS, LLC; POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016; ADDRESS: Lafayette LA 70508: None other than basic ownership duties. 2) NICHOLLS STATE UNIVERSITY ACCOUNTING ADVISORY BOARD; POSITION: BOARD MEMBER NATURE: ACCOUNTING ADVISORY BOARD INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2015; Thibodaux LA 70310; null 3) EBAY VENDOR; POSITION: sole-proprietor NATURE: sales of doll and doll accessories strictly through eBay INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2016; Morgan City LA 70380; I handle all work involved with this activity 4) DARNALL, SIKES & FREDERICK (A CORPORATION OF CERTIFIED PUBLIC ACCOUNTANTS); POSITION: SHAREHOLDER/CPA NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 172 SECURITIES TRADING HOURS: 119 START DATE: 12/07/1997; BECAME A SHAREHOLDER 01/01/11 5) DARNALL SIKES WEALTH PARTNERS LLC (formerly DSF WEALTH MANAGEMENT, LLC); POSITION: Member and Financial Advisor NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 07/09/2018; 1201 Brashear Avenue, Suite 301, Morgan City LA 70380; Normal duties associated with a Financial Advisor 6) SUGAR SHAM BOUTIQUE, LLC; POSITION: Member/Manager NATURE: Creation and sale of crafts (decorating & selling picture frames, hair clips, and similar activities) INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 4 START DATE: 07/11/2022; 2201 6th Street, Morgan City LA 70380; creation of product--purchase of supplies--delivery & setup of items at retail location(s) which is owned and operated by someone else--management of the business' finances 7) SUCCESSION OF RUSSELL JOSEPH VERRETT POSITION: Independent Executrix NATURE: Handling of my deceased father's estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/24/2024 ADDRESS: 2201 6th St, Morgan City LA 70380, United States DESCRIPTION: handling of my deceased father's estate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-01 |
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