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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-21 |
| LA | RA | APPROVED | 2007-03-07 |
Branch Locations
1201 Brashear Avenue 4Th Fl, Rms 441-443, Morgan City, LA 70380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Inc. | New Orleans | LA | 09/1996 | Present |
| New York Life Ins. Co. | New Orleans | LA | 09/1996 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 06/2001] [Rotary Board; Sargent at arms. Maintain order in the meetings; Po Box 2171, Morgan City, LA 70381; Start Date 08/2020; Role/Title: Officer; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours][Kiwanas Scholarship Committee ; provide scholarships once a year for local students. scholarship committee chairman; 1001 Palm Street Morgan City LA 70380; Start Date 04/2026; Role/Title: committee chairman; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-04 |
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