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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-06
TX RA APPROVED 2026-05-06
  • LA RA
    APPROVED
    Since 2026-05-06
  • TX RA
    APPROVED
    Since 2026-05-06

Branch Locations

1201 Brashear Ave Ste 301, Morgan City, LA 70380 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

1201 Brashear Ave Ste 301, Morgan City, LA 70380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Darnall, Sikes, Gardes & Frederick Morgan City LA 06/1992 01/2018
1St Global Capital Corp. Morgan City LA 05/2006 10/2019
1St Global Advisors, Inc. Morgan City LA 08/2006 10/2019
Avantax Insurance Services, Inc. Morgan City LA 03/2007 09/2025
Darnall, Sikes & Frederick Cpas Morgan City LA 01/2018 Present
Avantax Advisory Services Irving TX 10/2019 09/2025
Avantax Investment Services, Inc. Morgan City LA 10/2019 09/2025
Cetera Wealth Services, Llc Morgan City LA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Avantax Planning Partners, Inc. Dubuque IA 03/2026 Present
  • 06/1992 → 01/2018
    Darnall, Sikes, Gardes & Frederick
    Morgan City, LA
  • 05/2006 → 10/2019
    1St Global Capital Corp.
    Morgan City, LA
  • 08/2006 → 10/2019
    1St Global Advisors, Inc.
    Morgan City, LA
  • 03/2007 → 09/2025
    Avantax Insurance Services, Inc.
    Morgan City, LA
  • 01/2018 → Present
    Darnall, Sikes & Frederick Cpas
    Morgan City, LA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Irving, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Morgan City, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Morgan City, LA
  • 09/2025 → Present
    Schaumburg, IL
  • 03/2026 → Present
    Dubuque, IA
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Morgan City, LA
  • 2006-08-15 → 2019-10-25
    1St Global Advisors Inc
    Morgan City, LA
Other Businesses

1) AJL RENTALS POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2001 ADDRESS: Patterson LA , United States DESCRIPTION: BUSINESS OWNS A TRAILER PARK & RENT HOUSE 2) RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: Patterson LA , United States DESCRIPTION: OWNER WITH LEONA ARMATO; owns 2 rentals 3) DARNALL, SIKES, GARDES & FREDERICK POSITION: SHAREHOLDER NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/1992 DESCRIPTION: CPA firm 4) M.G.L. & D.B.L. IRR TRUST NO. 1 POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 2/27/2007 DESCRIPTION: Trustee duties 5) R. & F.M. 2000 TRUST POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 5/25/2006 DESCRIPTION: Trustee duties 6) TRUSTEE FOR THE JOHNNY AND MARY LOU CONRAD 2009 TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/09/2009 DESCRIPTION: Trustee 7) DSG&F REAL ESTATE INVESTMENTS, LLC POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 5/8/2007 DESCRIPTION: Real estate 8) SOUTHERN OAKS HUNTING CLUB, LLC POSITION: Member NATURE: Hunting property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2018 ADDRESS: 1509 Victor II Boulevard, Morgan City LA 70380, DESCRIPTION: Member of the LLC. Will assit with preparing financial statements. 9) DARNALL SIKES WEALTH PARTNERS LLC (formerly DSF WEALTH MANAGEMENT LLC) POSITION: Memeber and Financial Advisor NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/09/2018 ADDRESS: 1201 Brashear Avenue, Suite 301, Morgan City LA 70381, DESCRIPTION: Normal duties associated with a financial advisor 10) AAAL PROPERTIES, LLC POSITION: Member NATURE: Ownership of vacation home with family members. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 180 Main St, Patterson LA 70392, DESCRIPTION: No rentals are involved. I will be able to sign checks on our checking account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-01
  • S66 Uniform Combined State Law Examination
    2006-08-01
Designations

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