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Albert James Minutola

LPl Enterprise, LLC

Newark, DE

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-07-31
TX RA APPROVED 2026-07-31
  • DE RA
    APPROVED
    Since 2026-07-31
  • TX RA
    APPROVED
    Since 2026-07-31

Branch Locations

121 Continental Drive Suite 109, Newark, DE 19713 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Questar Asset Management Minneapolis MN 05/2006 10/2016
Questar Capital Corporation Minneapolis MN 12/2006 10/2016
Cetera Wealth Services, Llc Wilmington DE 12/2016 07/2026
Albert J. Minutola Financial Services Llc Hockessin DE 01/1989 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 07/2026
Lpl Enterprise Llc Newark DE 07/2026 Present
  • 05/2006 → 10/2016
    Questar Asset Management
    Minneapolis, MN
  • 12/2006 → 10/2016
    Questar Capital Corporation
    Minneapolis, MN
  • 12/2016 → 07/2026
    Cetera Wealth Services, Llc
    Wilmington, DE
  • 01/1989 → Present
    Albert J. Minutola Financial Services Llc
    Hockessin, DE
  • 06/2023 → 07/2026
    Schaumburg, IL
  • 07/2026 → Present
    Newark, DE
Previous Registrations
  • 2023-06-29 → 2026-08-18
    Hockessin, DE
  • 2017-01-20 → 2023-06-29
    Cetera Wealth Services, Llc
    El Segundo, CA
    Hockessin, DE
  • 2006-05-19 → 2016-11-02
    Questar Asset Management, Inc.
    Wilmington, DE
  • 2004-08-12 → 2006-06-14
    Usallianz Securities, Inc.
    Wilmington, DE
    Wilmington, DE
    Quakertown, PA
  • 2002-05-01 → 2004-06-23
    Wilmington, DE
Other Businesses

1. 07/23/2026 - Old Line Wealth Partners - DBA for LPL Business (entity for LPL business) - Newark, DE - INV REL - Start Date: 07/29/2026 - 00 Hrs/Mth - 00 Hrs During Trading 2. 07/23/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Hockessin, DE - INV REL - Start Date: 02/18/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 07/23/2026 - Albert Minutola N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Hockessin, DE INV REL - Start Date: 02/18/2026 - 160 Hrs/Mth - 160 Hrs During Trading 4. 07/23/2026 - FIXED INSURANCE WITH VARIOUS COMPANIES - Non-Variable Insurance - Hockessin, DE - INV REL - Start Date: 06/01/1989 - 05 Hrs/Mth - 05 Hrs During Trading 5. 07/23/2026 - Albert J. Minutola Financial Services LLC - Tax Prep/Accounting/CPA - Hockessin, DE - INV REL - Start Date: 01/05/1989 - 60 Hrs/Mth - 60 Hrs During Trading 6. 07/23/2026 - Ramsey Ridge Service Corporation - Non-Profit Board Member - Hockessin, DE - Not INV REL - Start Date: 05/01/2020 - 01 Hrs/Mth - 01 Hrs During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 1987-02-26
  • S65 Uniform Investment Adviser Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    1987-02-26
Other Names
  • Al Minutola

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