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Ivan Tyrone Thornton

Fiduciary Management Group, LLC

New York, NY

CRD 1520963

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Employer firm

Fiduciary Management Group, LLC CRD 136612

$70.7M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • FAMILY OFFICE SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Fiduciary Management Group, Llc

1120 Avenue Of The Americas 4Th Floor, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2021-08-19
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2021-08-19

Branch Locations

1120 Avenue Of The Americas 4Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiduciary Management Group, Llc New York NY 09/2005 Present
Previous Registrations
  • 2003-01-17 → 2005-09-14
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 2002-07-25 → 2003-01-17
    Pershing Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-10
S63 Uniform Securities Agent State Law Examination 1986-07-22
  • S65 Uniform Investment Adviser Law Examination
    1992-04-10
  • S63 Uniform Securities Agent State Law Examination
    1986-07-22
Other Names
  • Ivan Thornton

View on SEC IAPD

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