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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| IL | RA | APPROVED | 2009-06-02 |
Branch Locations
1010 Jorie Blvd., Suite 150, Oak Brook, IL 60523 • United States
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newman & Assoc, Ltd | Oak Brook | IL | 11/1983 | Present |
| Ausdal Financial Partners, Inc. | Oak Brook | IL | 05/2009 | Present |
NEWMAN & ASSOCIATES - OWNER, OFFICER, FIXED LIFE INSURANCE, ANNUITIES, SALES AND SERVICING, ACCOUNTING FOR HIS BUSINESS - START DATE 11/83, 60-70 HOURS/MONTH, 12-16 HOURS/MONTH DURING SECURITIES TRADING HOURS. NOT AN INVESTMENT RELATED ACTIVITY. COMMISSION BASED INCOME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-06 |
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