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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Coral Gables | FL | 06/2009 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 08/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2017 | Present |
*601071 - Broward County Supervisor of Elections Office; Investment related -No; Lauderhill, Florida; Civic/Religious/Community; Poll worker (proprietor, partner, officer, director, employee, trustee, agent); 08/2024; During business hours: 1; After business hours: 11; Have a role in running a polling station
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-06 |
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