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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-10-24
  • NJ RA
    APPROVED
    Since 2019-10-24

Branch Locations

240 Greenwich Street, New York, NY 10286 • United States

200 Park Avenue, New York, NY 10166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc New York NY 02/2018 09/2019
Tiaa New York NY 07/2013 09/2019
Bny Mellon New York NY 09/2019 Present
Bny Mellon Securities Corporation New York NY 09/2019 Present
Previous Registrations
Other Businesses

(1) Vice Commander for Non-profit organization - American Legion Post #754, a veteran advocacy group. Working since March 2022, for 4 hours/month (not related to securities). Voted as Commander and member of finance Committee effective December 2022 for American Legion Post #754, a veteran advocacy group. (2) Employee of BNY Mellon discussing CMAA products under wealth management. (3) Trustee of Fordham University finance committee, responsible for budget and planning-non-investment related located at 441 E. Fordham RD, Bronx, NY 10458. The nature of the organization is higher education and will approximately devote 4 hours a month for 4-6 months. Start Date: August 1, 2020; no compensation. (4) President and Sole Director of TBC Securities, BNY Mellon Affiliate, located at One Boston Place, 201 Washington Street, Boston MA 02108, working since December 2022. (5) Trustee at Xavier High School (High school education) located at 30 W. 16th St. NY. Working for 4 hours per month since June 2024. 1 hour devoted to this outside business during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-22
S63 Uniform Securities Agent State Law Examination 2018-10-31
  • S66 Uniform Combined State Law Examination
    2019-03-22
  • S63 Uniform Securities Agent State Law Examination
    2018-10-31
Other Names
  • Rick Calero
  • Ulderico Calero
  • Calero, Rick
  • Ulderico Calero
  • Ulderico Calero

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