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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | New York | NJ | 05/2006 | 03/2017 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | New York | NY | 07/2016 | Present |
(1)NAME: Caren Sgarlato INV REL: Y ADD: Residential NATURE: NonMMLIA Insurance Brokerage/Ind Life, Health, Group Life, Group Health, LTC, Medicare Related products, Fixed Annuities. POSITION: Agent START DATE: 6/20/2010 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING:2 (2)NAME: Caren Sgarlato INV REL: Y ADD: Residential NATURE:Simple Rental Property POSITION: Owner START DATE: 1/20/2009 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (3)NAME: UNICO-Brooklyn/Staten Island Chapter, INV REL: N ADD: @ Residential NATURE: Service/Non Profit organization-community events, POSITION: President, START: 2/1/2026, NO HR/MO: 4 NO HR/MO DUR TRADING: 0 DUTIES: Manage/hold monthly meetings, maintain and grow membership, hold fundraising events. Delegate to various committees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-08 |
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