Christopher John Tuttle

Employer firm

Tuttle Financial Services, Ltd. CRD 141505

4 advisory clients

Reported services (Item 5G)

• Financial planning

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 07/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2004 → Present
  Tuttle Financial Services, Ltd.
  New York, NY

Previous Registrations

• 2006-03-20 → 2006-08-11
  Signator Investors, Inc.
  New York, NY
  New York, NY

Other Businesses

1) Independent insurance agent/broker. Investment-related. 101 West 23rd Street, New York, NY 10011. Fixed insurance products. Sole proprietor. 1996. 4 hours per month all during securities trading hours. Evaluating fixed insurance products for clients. 2) Part-time instructor of CFP(R) curriculum for various companies (currently Dalton Education, LLC). Not investment-related. 3625 Brookside Pkwy, Alpharetta, GA 30022. Teaching curriculum for CFP Board exam. Instructor. Teaching since 1999. 20 hours per month currently (varies). Usually outside of securities trading hours. Present modules and review material to prepare students to take CFP Board exam

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1991-01-25

Designations

• Certified Financial Planner

Other Names

• Chris Tuttle