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John Robert Lynn

Ubs Financial Services Inc.

Memphis, TN

Memphis, TN

CRD 1516835

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-02-02
TX RA APPROVED_RES 2002-09-19
  • TN RA
    APPROVED
    Since 2004-02-02
  • TX RA
    APPROVED_RES
    Since 2002-09-19

Branch Locations

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

1717 West Massey Road, Memphis, TN 38120 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Memphis TN 11/1987 Present
Other Businesses

1) 3220 Central Avenue/3220 Central Avenue, memphis/shelby,tennessee,38111,US? investment related?:yes/Real estate/renting property to uni. of memphis students/Proprietor / owner/Start date:3/10/2021/Time reqd during working hours?: no 2) 424 South Reese Street, Memphis, TN 38111/424 South Reese Street,Memphis/Shelby,tennessee,38111 US/Investment realted?: yes/Real Estate,Rental unit for University students/rent the property to students/Proprietor / owner/Start Date: 3/10/2021/Time reqd during working hours?: no 3) Rental Property; 275 Central Avenue, Memphis, Tennessee; Proprietor / owner; Start date: 5/11/2022 4) 3652 Poplar Ave. Memphis, TN 38111rental property, owner, rent the property, start date-3/10/2021 5)3634 Cowden St. Memphis, TN 38111, The property will be rented, Proprietor / owner, My wife and I will rent the property out hopefully to students attending the Uni. of Memphis, start date-3/10/2021

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-20
  • S63 Uniform Securities Agent State Law Examination
    1986-06-20

View on SEC IAPD

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