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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-02-02 |
| TX | RA | APPROVED_RES | 2002-09-19 |
Branch Locations
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
1717 West Massey Road, Memphis, TN 38120 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Memphis | TN | 11/1987 | Present |
1) 3220 Central Avenue/3220 Central Avenue, memphis/shelby,tennessee,38111,US? investment related?:yes/Real estate/renting property to uni. of memphis students/Proprietor / owner/Start date:3/10/2021/Time reqd during working hours?: no 2) 424 South Reese Street, Memphis, TN 38111/424 South Reese Street,Memphis/Shelby,tennessee,38111 US/Investment realted?: yes/Real Estate,Rental unit for University students/rent the property to students/Proprietor / owner/Start Date: 3/10/2021/Time reqd during working hours?: no 3) Rental Property; 275 Central Avenue, Memphis, Tennessee; Proprietor / owner; Start date: 5/11/2022 4) 3652 Poplar Ave. Memphis, TN 38111rental property, owner, rent the property, start date-3/10/2021 5)3634 Cowden St. Memphis, TN 38111, The property will be rented, Proprietor / owner, My wife and I will rent the property out hopefully to students attending the Uni. of Memphis, start date-3/10/2021
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-20 |
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