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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
TX RA APPROVED_RES 2009-09-10
  • NY RA
    APPROVED
    Since 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2009-09-10

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/1986 06/2020
Equitable Advisors, Llc New York NY 06/1986 Present
Other Businesses

1.OUTSIDE INSURANCE Various Fixed life, Health and Group heath 2.EQUITABLE AGENTS REINSURANCE COMPANY(EARC),START 1/1/10,VICE PRESIDENT,2 HRS/MO Premier Consulting Partners LLC - MANAGING PARTNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-21
S63 Uniform Securities Agent State Law Examination 1987-10-05
  • S65 Uniform Investment Adviser Law Examination
    1999-06-21
  • S63 Uniform Securities Agent State Law Examination
    1987-10-05

View on SEC IAPD

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