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Henry Mcnaughton Fyfe

Rbc Capital Markets, LLC

Germantown, TN

Cordova, TN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-12-10
TX RA APPROVED 2024-12-10
  • TN RA
    APPROVED
    Since 2024-12-10
  • TX RA
    APPROVED
    Since 2024-12-10

Branch Locations

6815 Poplar Avenue Suite 210, Germantown, TN 38138 • United States

Cordova, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Duncan-Williams, Inc. Memphis TN 08/1996 12/2021
B. Riley Wealth Management Memphis TN 01/2022 12/2024
B. Riley Wealth Advisors, Inc. Memphis TN 03/2023 12/2024
Rbc Capital Markets, Llc Germantown TN 12/2024 Present
Previous Registrations
  • 2023-05-09 → 2024-12-24
    B. Riley Wealth Advisors, Inc.
    Memphis, TN
  • 2008-02-20 → 2015-10-21
    Southstate Securities Corp.
    Memphis, TN
    Houston, TX
    Hattiesburg, MS
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-02
S66 Uniform Combined State Law Examination 2023-03-15
S63 Uniform Securities Agent State Law Examination 1986-06-03
  • S65 Uniform Investment Adviser Law Examination
    2023-05-02
  • S66 Uniform Combined State Law Examination
    2023-03-15
  • S63 Uniform Securities Agent State Law Examination
    1986-06-03
Other Names
  • Trey Fyfe

View on SEC IAPD

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Other Offices

CENTAURUS FINANCIAL, INC. · Germantown, TN
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NEW SOUTHERN ADVISORY SERVICES · GERMANTOWN, TN
STUDDARD FINANCIAL, LLC · GERMANTOWN, TN
SOWELL MANAGEMENT · Germantown, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · GERMANTOWN, TN
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