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Edward Lonnie Dover

Moors & Cabot, Inc.

Maitland, FL

CRD 1514033

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Employer firm

Moors & Cabot, Inc. CRD 594

$3.44B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-08
  • FL RA
    APPROVED
    Since 2017-03-08

Branch Locations

500 S. Maitland Avenue, Maitland, FL 32751 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Orlando FL 07/2005 Present
Suntrust Advisory Services Atlanta GA 08/2016 Present
  • 07/2005 → Present
    Suntrust Investment Services
    Orlando, FL
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
  • 2005-06-28 → 2016-10-19
    Truist Investment Services, Inc.
    Winter Park, FL
    Orlando, FL
    Orlando, FL
    Winter Park, FL
    Orlando, FL
    Hanover, VA
  • 2016-08-18 → 2016-10-19
    Winter Park, FL
  • 2005-06-01 → 2005-07-15
    Truist Securities, Inc.
    Orlando, FL
  • 2000-07-21 → 2003-12-03
    Legg Mason Wood Walker, Incorporated
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-26
S63 Uniform Securities Agent State Law Examination 1985-09-03
  • S65 Uniform Investment Adviser Law Examination
    2005-04-26
  • S63 Uniform Securities Agent State Law Examination
    1985-09-03
Other Names
  • Chip Dover
  • Edward Dover

View on SEC IAPD

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