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Morgan Lloyd Williams

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-07
TX RA APPROVED 2024-10-07
  • NY RA
    APPROVED
    Since 2024-10-07
  • TX RA
    APPROVED
    Since 2024-10-07

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 10/2015 10/2024
Morgan Stanley Private Bank, National Association New York NY 11/2015 10/2024
Wells Fargo Clearing Services, Llc New York NY 10/2024 Present
Morgan Stanley Private Bank, N.A New York NY 11/2015 Present
  • 10/2015 → 10/2024
    Morgan Stanley
    New York, NY
  • 11/2015 → 10/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2024 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 11/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-26
  • S63 Uniform Securities Agent State Law Examination
    1991-08-26
Other Names
  • Lloyd Williams

View on SEC IAPD

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