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420 Lexington Avenue Suite 2500, New York, NY 10170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-04 |
Branch Locations
420 Lexington Avenue Suite 2500, New York, NY 10170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Circle Advisers | New York | NY | 04/1985 | Present |
1) INSURANCE BROKERAGE 2) CIRCLE ADVISORS, INC., REGISTERED INVESTMENT ADVISOR; SELF-EMPLOYED CONSULTANT, PREPARE PERIODIC FINANCIAL REPORTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-14 |
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