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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-09
NY RA APPROVED 2021-06-22
CA RA APPROVED 2009-05-28
TX RA APPROVED 2007-02-27
NJ RA APPROVED 2006-01-19
  • FL RA
    APPROVED
    Since 2022-03-09
  • NY RA
    APPROVED
    Since 2021-06-22
  • CA RA
    APPROVED
    Since 2009-05-28
  • TX RA
    APPROVED
    Since 2007-02-27
  • NJ RA
    APPROVED
    Since 2006-01-19

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New York NY 11/2000 03/2023
Janney Montgomery Scott Llc Boca Raton FL 03/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-18
S63 Uniform Securities Agent State Law Examination 1990-04-25
  • S66 Uniform Combined State Law Examination
    2006-01-18
  • S63 Uniform Securities Agent State Law Examination
    1990-04-25

View on SEC IAPD

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