Dennis James Mcnearney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1983 → 06/2021
  Dennis Company, Inc.
  Minneapolis, MN
• 09/1996 → 11/2023
  Fsc Securities Corporation
  Minneapolis, MN
• 01/2013 → Present
  D&S Tax Service Llc
  Edina, MN
• 11/2023 → 05/2024
  Osaic Wealth, Inc.
  Edina, MN
• 05/2024 → Present
  Lpl Financial Llc
  Edina, MN

Previous Registrations

• 2023-11-03 → 2024-05-23
  Osaic Wealth, Inc.
  Edina, MN
• 2013-12-19 → 2023-11-03
  Fsc Securities Corporation
  Edina, MN

Other Businesses

1) 05/09/2024 - D&S TAX SERVICE LLC - Tax Prep/Accounting/CPA - Collecting documents, preparing returns, tax planning, payroll preparation - Owner - MN 55439 - Investment related - 10 Hours per month - Start date: 12/31/2012. 2) 05/09/2024 - Dennis McNearney - Notary - MN 55439 - Investment related - 1% Time spent - Start date: 01/31/2010. 3) 05/09/2024 - DENNIS MCNEARNEY - Real Estate Rental - Owner - MN 55417 - Investment related - 1 Hour per month - Start date: 12/31/2012.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-06

Other Names

• Denny Mcnearney