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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-11 |
| TX | RA | APPROVED | 2008-12-05 |
Branch Locations
7250 Dallas Parkway Suite120, Plano, TX 75024 • United States
Plano, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Addison | TX | 12/2008 | Present |
1) Liddell's retreat / 321 TeePee Place Pagosa Springs, Co. 81147 / Trust / Real Estate / Vacation rental / Sole proprietorship / Property management / Start Date 10/1/2016 /// 2) Shoal Creek Homeowners Association / 1800 Preston Park, Ste 101 Plano, TX 75093 / United States / Association (e.g. Trade or Industry, Sport)/ Real Estate / Homeowners Association / Advisor or advisory group member if advice given may influence an officer/board / Manage the Homeowners Association / Start Date 8/21/2019 /// 3) none currently/Category - New entity for product development/ Principal Business Activity- package delivery site/ Role - Proprietor / owner/ Duty - finalize concept. Then discuss with others if I think it has a future/ Comp -No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-16 |
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