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G K Lloyd

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-02-28
SC RA APPROVED 2004-04-28
  • TX RA
    APPROVED_RES
    Since 2008-02-28
  • SC RA
    APPROVED
    Since 2004-04-28

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 02/2000 Present
Bank Of America, N.A. Columbia SC 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-21
S63 Uniform Securities Agent State Law Examination 1986-05-28
  • S66 Uniform Combined State Law Examination
    2000-04-21
  • S63 Uniform Securities Agent State Law Examination
    1986-05-28
Other Names
  • Gary Kirk Lloyd
  • Kirk Lloyd
  • G. Kirk Lloyd

View on SEC IAPD

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