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Current Employers
Independence Capital Co., Inc.

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2015-10-26
  • AZ RA
    APPROVED
    Since 2015-10-26

Branch Locations

5579 Pearl Road, Suite 100, Parma, OH 44129 • UNITED STATES

5579 Pearl Road, Suite 100, Parma, OH 44129 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
F.J. Dempsey & Assoc. Parma OH 08/1977 Present
Dempsey Scheiman & Assoc. Parma OH 08/1978 Present
Independence Capital Co., Inc. Independence OH 03/1990 Present
  • 08/1977 → Present
    F.J. Dempsey & Assoc.
    Parma, OH
  • 08/1978 → Present
    Dempsey Scheiman & Assoc.
    Parma, OH
  • 03/1990 → Present
    Independence, OH
Other Businesses

CPA& Owner (DEMPSEY SCHEIMAN &ASSOCATIATES), Tax Prep and accounting Services, 5576 PEARL RD PARMA OHIO 44129, Start 1987, 140 hrs/month, Compensation: Salary & Profits. Insurance Agent, SALE OF FIX LIFE AND ANNUITIES, 5579 Pearl Rd Parma OH 44129, Start 1990, 1 hr/month, Compensation: Commission. Trustee, PayBills, LLC, 5579 Pearl Rd Parma OH 44129, Start 2019, 4 hrs/month, Compensation: Fees.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-30
  • S63 Uniform Securities Agent State Law Examination
    2006-06-30

View on SEC IAPD

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