David Carl Sabo

Current Employers

Independence Capital Co., Inc.

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2011-02-01

OH RA
APPROVED

Since 2011-02-01

Branch Locations

13374 Ride Rd #409, North Royalton, OH 44133 • United States

5579 Pearl Road, Suite 100, Parma, OH 44129 • UNITED STATES

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

13374 Ridge Rd #409, North Royalton, OH 44133 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Great Lakes Mortgage	Cleveland	OH	11/2003	12/2024
First Discount Brokerage, Inc.	Wpb	FL	09/2005	Present
Independence Capital Co. Inc	Parma	OH	01/2011	Present

11/2003 → 12/2024

Great Lakes Mortgage

Cleveland, OH
09/2005 → Present

First Discount Brokerage, Inc.

Wpb, FL
01/2011 → Present

Independence Capital Co. Inc

Parma, OH

Previous Registrations

2007-10-04 → 2009-12-31

1St Discount Brokerage, Inc.

Lake Worth, FL

Frisco, TX

North Royalton, OH

Helen, GA

Strongsville, OH

West Palm Beach, FL

Lake Worth, FL

North Royalton, OH
2003-09-26 → 2003-10-31

Ameriprise Financial Services, Llc

Westlake, OH

Other Businesses

Insurance Agent, Fixed, life, health, disability, long term care and annuity sales, 13374 Ridge Rd Cleveland OH 44133, Started 01/05/2019, 15 hrs/month, Compensation: Commission.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-11-30
S66	Uniform Combined State Law Examination	2000-03-24

S63 Uniform Securities Agent State Law Examination

2023-11-30
S66 Uniform Combined State Law Examination

2000-03-24

View on SEC IAPD