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James Lang Thomas

Independence Capital Co., Inc.

Parma, OH

Niles, OH

CRD 1433569

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Employer firm

Independence Capital Co., Inc. CRD 24723

$119M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Independence Capital Co., Inc.

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-05-02
  • OH RA
    APPROVED
    Since 2014-05-02

Branch Locations

5579 Pearl Road, Suite 100, Parma, OH 44129 • UNITED STATES

Niles, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 04/2010 Present
Independence Capital Co Inc Parma OH 07/2013 Present
Previous Registrations
Other Businesses

Insurance Agent, Fixed life and annuity sales, 133 Sheredan Ave Niles OH 44446, Start 1/1/2022, 25 hrs/month, Compensation: Commission. High School Sports Official, Officiate High School Volleyball, 133 Sheredan Ave Niles OH 44446, Start 8/1/2022, 20 hrs/month, Compensation: Other per game pay

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-10
S63 Uniform Securities Agent State Law Examination 1985-12-03
  • S66 Uniform Combined State Law Examination
    2006-11-10
  • S63 Uniform Securities Agent State Law Examination
    1985-12-03

View on SEC IAPD

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