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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-04 |
| WI | RA | APPROVED | 1986-06-11 |
Branch Locations
18000 W Sarah Ln Ste 230, Brookfield, WI 53045-5853 • United States
Pewaukee, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brookfield | WI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
Independent Insurance Brokering; UNUM; 08/01/1988; . Board of Directors; Happy Snout Ranch, LTD; Director and Treasurer; W2637 Otto CtEast Troy, WI 53120-1932, ,; Investment-Related; 04/18/2019; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-05 |
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