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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
8181 Communications Pkwy Bldg A, Plano , TX 75024 • United States
8111 Preston Road Suite #230, Dallas, TX 75225 • United States
6310 E. Mockingbird Lane, Dallas, TX 75214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Mckinney | TX | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Mckinney | TX | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-18 |
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