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Philip Michael Adkins

Adkins Seale Capital Management LLC

Shreveport, LA

CRD 1507407

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Employer firm

Adkins Seale Capital Management LLC CRD 166749

$448M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Adkins Seale Capital Management Llc

333 Texas Street, Suite 2235, Shreveport, LA 71101 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-04-19
TX RA APPROVED_RES 2013-04-19
  • LA RA
    APPROVED
    Since 2013-04-19
  • TX RA
    APPROVED_RES
    Since 2013-04-19

Branch Locations

333 Texas Street, Suite 2235, Shreveport, LA 71101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adkins Seale Capital Management Llc Shreveport LA 04/2013 Present
Previous Registrations
  • 2010-11-18 → 2013-05-02
    Morgan Stanley
    Shreveport, LA
    Shreveport, LA
  • 2004-12-08 → 2005-03-29
    Legg Mason Wood Walker, Incorporated
    Shreveport, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-28
S63 Uniform Securities Agent State Law Examination 1994-07-11
  • S66 Uniform Combined State Law Examination
    2000-09-28
  • S63 Uniform Securities Agent State Law Examination
    1994-07-11
Designations
  • Chartered Financial Analyst
Other Names
  • P Michael Adkins
  • Mike Adkins

View on SEC IAPD

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Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA

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